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Important Information for the Uni-K Plan® Sponsor (Business Owner)

 

To Establish Your New Uni-K Plan®* - Complete and Submit:

  • Owner Certification Form – This form certifies that you are eligible to establish a Uni-K Plan®. (Send original to Amundi Pioneer.)
  • Uni-K Adoption Agreement – This form creates your Uni-K Plan®. (Retain original and send copy to Amundi Pioneer.)

 

To Fund Your New Uni-K Plan®* - Complete and Submit:

  • Plan Sponsor Information & Access Agreement – This form establishes banking information for your plan, which will allow you to make electronic contributions (employer and salary deferral) to your plan. (Send original to Amundi Pioneer).

 

Also Enclosed:

  • Sample Corporate Resolution (for incorporated businesses)

 

Review and Retain:

  • Uni-K Basic Plan Document – You may download or order this electronically by going to the Literature & Forms section of our website, us.pioneerinvestments.com. Save this document with your plan records.

 

* Existing Uni-K Plan’s – Only complete these forms if you wish to update your existing Uni-K Plan® information. Call Amundi Pioneer for additional information at: 866-622-7815.

 

Important Information for the Uni-K Participant

 

For Each Uni-K Plan® Participant - Complete and Submit:

  • Uni-K Account Application – Each Uni-K participant must complete and submit a Uni-K Account Application.
  • Uni-K Rollover/Transfer Form – Use this form to roll over or transfer assets into your Uni-K account from another retirement plan.
  • Designation of Beneficiary Form – Complete this form if you wish to designate a beneficiary(ies) for your Uni-K account.

 

Also Enclosed:

  • Beneficiary Information for Participants and Spouses – Please provide this form to Amundi Pioneer and keep a copy with your records. For additional beneficiary information, refer to the Beneficiary Information for Participants and Spouses Q&A included in this kit.
  • Salary Deferral Agreement – Each participant who elects to make salary deferral contributions should fill out a Uni-K Salary Deferral Agreement. Keep this with your records. Do not send to Amundi Pioneer.

 

By downloading a Uni-K Plan® Application, I accept responsibility for delivering the Uni-K Plan® documents booklet and Uni-K Adoption Agreement to the business owner named on the Application.

 

 

Mail to:

Pioneer Funds P.O. Box 55150 Boston, MA 02205-5150

 

Overnight Address:

Pioneer Funds 30 Dan Road Canton, MA 02021-2809

 

Fax to:

1-888-294-4485

 

 

For information on any Pioneer fund, please request a free kit from investment representative or Amundi Pioneer at 1-866-622-7815. The kit includes a prospectus describing charges and expenses and a quarterly fact sheet containing the latest holdings and fund performance. Please read the prospectus carefully before you invest or send money.

 

Before investing, consider the product's investment objectives, risks, charges and expenses. Contact your advisor or Amundi Pioneer for a prospectus or summary prospectus containing this information. Read it carefully. To obtain a free prospectus or summary prospectus and for information on any Pioneer fund, please download it from our web site.