Setting Up a Pioneer Uni-K Plan

  1. Complete the Uni-K Adoption Agreement. Client keeps this form.

  2. Complete the Pioneer Uni-K Application. If there are multiple business owners (partners or spouses), each participant should complete an application.

  3. For clients transferring assets from another retirement plan or IRA, another retirement plan or IRA, fill out the Pioneer Rollover/Transfer Form. Pioneer will arrange the transfer.

  4. Complete the Pioneer Designation of Beneficiary Form (optional)

  5. Each participant who elects to make salary deferral contributions should fill out aSalary Deferral Agreement. The client should retain these forms. The Pioneer Uni-K Remittance Form should accompany any contributions.

The Pioneer Uni-K PlanSM and Trust Agreement  contains the following information:

 

  • Opinion Letter
  • Basic Plan Document with Trust Agreement
  • Final 415/411 Regulations Amendment
  • PPA of 2006 Amendment

 

By downloading a Uni-K Plan Application, I accept responsibility for delivering the Pioneer Uni-K Plan documents booklet and Uni-K Adoption Agreement to the business owner named on the Application.

 

Send Application, Rollover/Transfer form (if applicable), Designation of Beneficiary, along with contribution to:

Pioneer Funds
P.O. Box 55150
Boston, MA 02205-5150

 

For information on any Pioneer fund, please request a free kit from investment representative or Pioneer at 1-866-622-7815. The kit includes a prospectus describing charges and expenses and a quarterly fact sheet containing the latest holdings and fund performance. Please read the prospectus carefully before you invest or send money.

Before investing, consider the product's investment objectives, risks, charges and expenses. Contact your advisor or Pioneer Investments for a prospectus or summary prospectus containing this information. Read it carefully. To obtain a free prospectus or summary prospectus and for information on any Pioneer fund, please download it from our web site.