Pioneer Investments:












DOL's New Fiduciary Regulation

Webinar Replay

About the Webinar

Building on our commitment to educate and support advisors on issues that impact them most, Pioneer Investments recently held our second Webinar on the DOL’s fiduciary regulation with some of the industry’s leading experts to help you navigate the regulation’s greatest impact to your IRA and retirement plan business.

Featured Speakers:

Fred Reish – Partner, Drinker Biddle & Reath LP
Brad Campbell – Counsel, Drinker Biddle & Reath LP
Blaine Aikin – Executive Chairman, fi360®
Mark Spina – EVP, Head US Intermediary Distribution, Pioneer Investments

Webinar Survey Results


The webinar, titled “The Fiduciary Regulation is Here… Are You Ready?” was hosted by Pioneer on April 13, 2016. The 861 financial advisors who joined the event were representative of a diverse group, including wirehouse, broker-dealer, insurance and independent advisory business models. Retirement plan assets under management of those in attendance ranged from less than $1M to more than $100M, and IRA assets ranged from less than $200K to more than $1M. Advisors from all 50 U.S. states joined the event.

Pioneer is not affiliated with Drinker Biddle & Reath LLP and fi360.

The views expressed are those of the speakers and are subject to change at any time. These views do not necessarily reflect the views of Pioneer or others in the Pioneer organization, and should not be relied upon as investment advice, as securities recommendations, or as an indication of trading intent on behalf of any Pioneer investment product. Neither Pioneer, nor its representatives are legal or tax advisors. In addition, Pioneer does not provide advice or recommendations.