Pioneer Investments: Setting Up a Pioneer Uni-K Plan


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Setting Up a Pioneer Uni-K Plan

Download the Pioneer Uni-K Setup Kit  

  1. Complete the Uni-K Adoption Agreement. Client keeps this form.

  2. Complete the Pioneer Uni-K Application. If there are multiple business owners (partners or spouses), each participant should complete an application.

  3. For clients transferring assets from another retirement plan or IRA, another retirement plan or IRA, fill out the Pioneer Rollover/Transfer Form. Pioneer will arrange the transfer.

  4. Complete the Pioneer Designation of Beneficiary Form (optional)

  5. Each participant who elects to make salary deferral contributions should fill out a Salary Deferral Agreement. The client should retain these forms. The Pioneer Uni-K Remittance Form should accompany any contributions.

The Pioneer Uni-K PlanSM and Trust Agreement  contains the following information:

  • Opinion Letter
  • Basic Plan Document with Trust Agreement
  • Final 415/411 Regulations Amendment
  • PPA of 2006 Amendment

By downloading a Uni-K Plan Application, I accept responsibility for delivering the Pioneer Uni-K Plan documents booklet and Uni-K Adoption Agreement to the business owner named on the Application.

Send Application, Rollover/Transfer form (if applicable), Designation of Beneficiary, along with contribution to:

Pioneer Investment Management Shareholder Services, Inc. (PIMSS)
P.O. Box 55150
Boston, MA 02205-5150

For information on any Pioneer fund, please request a free kit from investment representative or Pioneer at 800-225-6292. The kit includes a prospectus describing charges and expenses and a quarterly fact sheet containing the latest holdings and fund performance. Please read the prospectus carefully before you invest or send money.

This material is not intended to replace the advice of a qualified attorney, tax advisor, or insurance agent. Before your client makes any financial commitment regarding the issues discussed here, make sure he or she consults with the appropriate professional advisor.

Before investing, consider the productís investment objectives, risks, charges and expenses. Contact your advisor or Pioneer Investments for a prospectus or summary prospectus containing this information. Read it carefully.

 

Before investing, consider the product's investment objectives, risks, charges and expenses. Contact your advisor or Pioneer Investments for a prospectus or summary prospectus containing this information. Read it carefully. To obtain a free prospectus or summary prospectus and for information on any Pioneer fund, please download it here.

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Securities offered through Pioneer Funds Distributor, Inc., 60 State Street, Boston, MA. 02109. Underwriter of Pioneer mutual funds, Member SIPC © 2014 Pioneer Investments.